Grissel Mercado

Grissel Mercado

A&O Shearman

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T+1 Settlement Coming May 28, 2024

On February 15, 2023, the SEC adopted several changes to shorten the standard settlement cycle for securities transactions to T+1 effective May 28, 2024...more

2/27/2023  /  Broker-Dealer , Capital Markets , Domestic Securities Transaction , Securities , Securities and Exchange Commission (SEC) , Securities Regulation , Securities Transactions

Comment Letter on SEC’s Proposed Revisions to Financial Disclosure Requirements

On September 18, 2018, Shearman & Sterling submitted a comment letter on the SEC’s proposed revisions to the financial disclosure requirements for registered debt securities that are guaranteed or collateralized with...more

9/27/2018  /  Debt Securities , Financial Statements , Guarantors , Public Comment , Rule 144A , Securities , Securities and Exchange Commission (SEC)
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