On June 5, the US Court of Appeals for the Fifth Circuit vacated a US Securities and Exchange Commission (SEC) Rule designed to provide investors in private funds — such as private equity, private credit, hedge funds, venture...more
In September 2023, we covered the Rules (Rule) published by the US Securities and Exchange Commission (SEC), developed to promote transparency for investors by increasing visibility into compensation schemes, sales practices,...more
5/17/2024
/ Administrative Procedure Act ,
Compensation ,
Compliance ,
Deadlines ,
Dodd-Frank ,
Food and Drug Administration (FDA) ,
Investment Advisers Act of 1940 ,
Investors ,
Oral Argument ,
Private Funds ,
Securities and Exchange Commission (SEC) ,
Transparency
National Automobile Dealers Association (NADA) annual conference takeaways.
NADA’s 2024 Conference came and went with a bang. Though many of the dealers and advisors we spoke with were weary from all the events and...more
New York’s potential ban of non-competition agreements was curtailed by Governor Kathy Hochul. In June 2023, the state legislature passed a bill calling for a broad prohibition on non-competes. But in December 2023, the...more