Hanwen Zhang

Hanwen Zhang

Mayer Brown

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Proposed Bad Actor Disqualification Act of 2019 and SEC Statement on Contemporaneous Settlement Offers and Waiver Requests

Last month, Representative Maxine Waters, chair of the House Financial Services Committee, introduced a bill entitled Bad Actor Disqualification Act of 2019 (“proposed bill”). The proposed bill is intended to increase...more

7/19/2019  /  Bad Actors , Financial Services Committee , Financial Services Industry , Legislative Agendas , Proposed Legislation , Securities and Exchange Commission (SEC) , Securities Regulation , Transparency , Waivers
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