Hanwen Zhang

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Latest Posts › Securities and Exchange Commission (SEC)

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Proposed Bad Actor Disqualification Act of 2019 and SEC Statement on Contemporaneous Settlement Offers and Waiver Requests

Last month, Representative Maxine Waters, chair of the House Financial Services Committee, introduced a bill entitled Bad Actor Disqualification Act of 2019 (“proposed bill”). The proposed bill is intended to increase...more

7/19/2019 / Bad Actors , Financial Services Committee , Financial Services Industry , Legislative Agendas , Proposed Legislation , Securities and Exchange Commission (SEC) , Securities Regulation , Transparency , Waivers

Commissioner Peirce on Women on Boards

On June 28, 2019, Commissioner Peirce of the Securities and Exchange Commission (“SEC”) delivered a speech entitled “Baby on Board” at the Society for Corporate Governance National Conference. In her speech, Commissioner...more

7/3/2019 / Board of Directors , Corporate Governance , Diversity , Gender Discrimination , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Woman Board Members

Voluntary Compliance with New Mining Disclosure Rules Prior to Completion of EDGAR Reprogramming

On October 31, 2018, the Securities and Exchange Commission (the “SEC”) adopted new property disclosure requirements for mining company registrants. The new rules, codified in Subpart 1300 of Regulation S-K, aim to replace...more

5/23/2019 / Disclosure Requirements , EDGAR , Financial Regulatory Reform , Mining , Publicly-Traded Companies , Regulation S-K , Rulemaking Process , Securities and Exchange Commission (SEC) , Securities Regulation , Voluntary Compliance

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