In the dynamic world of financial regulation, the Commodity Futures Trading Commission (CFTC) has been actively addressing market manipulation with enforcement actions to ensure market integrity. The CFTC's recent settlement...more
9/10/2024
/ Ambiguous ,
CFTC ,
Civil Monetary Penalty ,
Commodity Exchange Act (CEA) ,
Enforcement Actions ,
Financial Markets ,
Financial Regulatory Reform ,
Innovation ,
Market Manipulation ,
Noncompliance ,
Regulatory Violations ,
Settlement
On November 7, 2023, the Division of Enforcement ("Division") of the United States Commodity Futures Trading Commission ("CFTC") released its annual report of the results of its enforcement efforts, announcing that it had...more
12/15/2023
/ CFTC ,
Civil Monetary Penalty ,
Commodity Exchange Act (CEA) ,
Cybersecurity ,
Decentralized Finance (DeFi) ,
Digital Assets ,
Enforcement ,
Financial Institutions ,
Fraud ,
HSBC ,
Interest Rates ,
OCC ,
Popular ,
Recordkeeping Requirements ,
Restitution ,
Spoofing ,
Swap Dealers ,
Unfair Trade Practices Act