Heidemarie Gregoriev

Heidemarie Gregoriev

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SEC Adopts Amendments to Fund Names Rule, Broadening the Scope of Funds that Must Comply

On September 20, 2023, the SEC adopted amendments to the investment company names rule, Rule 35d-1 under the Investment Company Act of 1940. According to SEC estimates, the amendments will bring approximately 2,200 funds that...more

9/29/2023  /  Amended Rules , Disclosure Requirements , Investment Company Act of 1940 , Securities and Exchange Commission (SEC)
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