Although the SEC was closed during the first few weeks of the year, they came back strong to close out the quarter with a flurry of final and proposed rulemakings. Over the first quarter of 2019, the SEC adopted additional...more
4/16/2019
/ Anti-Fraud Provisions ,
C&DIs ,
Disclosure Requirements ,
EDGAR ,
Fixing America’s Surface Transportation Act (FAST Act) ,
Form 10-Q ,
GAAP ,
Gender Equity ,
MD&A Statements ,
Nasdaq ,
NYSE ,
Regulation S-K ,
Securities and Exchange Commission (SEC) ,
Woman Board Members ,
XBRL Filing Requirements
As 2016 drew to an end, the US Securities and Exchange Commission (SEC) kept up its pace to close out a busy year. In addition to issuing proposed rules for universal proxies, the SEC released several new Compliance &...more
1/30/2017
/ Bylaws ,
C&DIs ,
Director Compensation ,
Equity Plan Scorecard (EPSC) ,
Equity Plans ,
Glass Lewis ,
Institutional Shareholder Services (ISS) ,
Non-GAAP Financial Measures ,
Overboarding ,
Pay Equity Laws ,
Proxy Access Rule ,
Proxy Voting Guidelines ,
Rule 147 ,
Rule 147A ,
Rule 504 ,
Securities and Exchange Commission (SEC) ,
Shareholders ,
Tax Deductions
The third quarter of 2016 saw the US Securities and Exchange Commission (SEC) carry forward its momentum from an active second quarter. Recent developments include new SEC Compliance & Disclosure Interpretations (C&DI) and...more
10/13/2016
/ 401k ,
C&DIs ,
Capital Markets ,
Filing Requirements ,
FinTech ,
Hyperlink ,
Innovation ,
No-Action Relief ,
Proposed Rules ,
Proxy Access ,
Regulation S-K ,
SEC Comment Letter Process ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Tandy Letter
In Depth -
New SEC C&DIs Regarding Non-GAAP Financial Measures -
On May 17, 2016, the SEC issued several new Compliance & Disclosure Interpretations (C&DIs) and modified existing C&DIs to provide additional...more
7/13/2016
/ C&DIs ,
Fixing America’s Surface Transportation Act (FAST Act) ,
Form 10-K ,
GAAP ,
JOBS Act ,
Non-GAAP Financial Measures ,
Regulation S-K ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Smaller Reporting Companies ,
XBRL Filing Requirements
In Depth -
On May 17, 2016, the Securities and Exchange Commission issued six new Compliance & Disclosure Interpretations (C&DIs) and modified other existing C&DIs to provide additional guidance on the use of non-GAAP...more