Join Ulmer partner Howard M. Groedel as he discusses recent regulatory actions and what they portend for private funds and their advisors. Among other topics, Howard will address:
- The primary take-aways from SEC...more
2/10/2022
/ Big-Boy Letters ,
Continuing Legal Education ,
Fees ,
Financial Services Industry ,
Form PF ,
Investment Adviser ,
MNPI ,
National Futures Association ,
New Rules ,
Outsourcing ,
Private Funds ,
Proposed Rules ,
Risk Alert ,
SEC Advertising Rule ,
SEC Examination Priorities ,
Securities and Exchange Commission (SEC) ,
Securities Litigation ,
Securities Regulation ,
Webinars