Ira Kustin

Ira Kustin

Paul Hastings LLP

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Investment Funds & Private Capital Market Insights: SEC Charges Nine Investment Advisers for Advertising Hypothetical Performance...

On September 11, 2023 the SEC announced settlements with nine registered investment advisers (the “Advisers”) for alleged violations of the Investment Advisers Act’s new marketing rule (Rule 206(4)-1, available here, the...more

9/13/2023  /  Advertising , Censures , Enforcement Actions , Investment Adviser , Investment Advisers Act of 1940 , Marketing , Performance Reviews , Policies and Procedures , Securities and Exchange Commission (SEC) , Websites
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