ESMA warns against investor protection risks and provides guidance on expected disclosures.
On 15 July 2021, ESMA published a statement on the prospectus disclosure and investor protection issues raised by special...more
7/19/2021
/ Consultation ,
Corporate Governance ,
Disclosure Requirements ,
EU Prospectus Regime ,
European Securities and Markets Authority (ESMA) ,
Financial Conduct Authority (FCA) ,
MiFID II ,
Prospectus ,
Prospectus Regulation (PR3) ,
Retail Investors ,
Special Purpose Acquisition Companies (SPACs) ,
UK
The notice details the requirements applicable to both UK investment firms operating in Italy and Italian investment firms operating in the UK.
On 1 August 2019, the Italian Securities and Exchange Commission (CONSOB)...more
CONSOB notice 8/2019 details the requirements under the Italian investor compensation scheme applicable to UK banks and investment firms operating in Italy.
On 29 March 2019, the Italian Securities Commission (CONSOB)...more
The Italian Securities Commission asks banks and investment firms in Italy and the UK to inform customers of Brexit consequences promptly.
On 12 March 2019, the Italian Securities Commission (CONSOB) issued a warning...more
The Bank of Italy has called on UK financial institutions to inform their Italian clients of Brexit consequences promptly.
On February 19, 2019, the Bank of Italy issued a notice to UK financial institutions operating in...more