The NFA has implemented requirements that all swap associated persons take and pass a swap proficiency examination by January 31, 2021.
Key Points:
..As of January 31, 2021, all swap associated persons will need to take...more
The CFTC’s proposal would largely codify existing exemptive, interpretive, and no-action relief in response to Project KISS market feedback.
The US Commodity Futures Trading Commission (CFTC) has proposed amendments to its...more
The NFA will soon require CPO, CTA, FCM, and IB member firms to provide various disclosures warning investors of virtual currency spot and derivatives trading risks.
New disclosure requirements warning customers,...more