Jacqueline May

Jacqueline May

Paul Hastings LLP

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FinCEN Proposes AML and SAR Filing Obligations for RIAs and ERAs

On February 13, 2024, the United States Treasury’s Financial Crimes Enforcement Network (“FinCEN”) issued a proposed rule that would apply comprehensive anti-money laundering and countering the financing of terrorism...more

2/23/2024  /  AML/CFT , Anti-Money Laundering , Bank Holding Company , Bank Secrecy Act , Broker-Dealer , Customer Due Diligence (CDD) , Exempt Reporting Advisers (ERAs) , Financial Crimes , FinCEN , Suspicious Activity Reports (SARs)
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