Jaime Madell

Jaime Madell

Paul Hastings LLP

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Closing in on Security-Based Swaps – SEC Finalizes Antifraud Rules

On June 7, 2023, the Securities and Exchange Commission adopted final rule 9j-1 (“Rule 9j-1”)1 under the Securities Exchange Act of 1934 (the “Act”). Rule 9j-1 is designed to prevent fraud, manipulation, and deception in...more

6/16/2023  /  10b5-1 Plans , CDS , Chief Compliance Officers , Fraud , Price Manipulation , Safe Harbors , Scienter , Securities and Exchange Commission (SEC) , Securities Exchange Act , Security-Based Swaps
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