The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (Division) recently addressed for the first time the CFTC’s definition of a “swap” as it applies to a specific insurance...more
5/29/2014
/ Banks ,
Beneficiaries ,
CFTC ,
Dodd-Frank ,
Hedges ,
Life Insurance ,
No-Action Letters ,
Pensions ,
Reinsurance ,
Retirement Plan ,
Securities and Exchange Commission (SEC) ,
Swap Dealers ,
Swaps ,
Title VII
On December 10, 2013, the Federal Reserve Board (FRB), the Federal Deposit Insurance Corporation, the Office of the Comptroller of the Currency, the Securities and Exchange Commission, and the Commodity Futures Trading...more
1/15/2014
/ Bank Holding Company Act ,
Banks ,
CFTC ,
Collateralized Debt Obligations ,
Dodd-Frank ,
Federal Reserve ,
OCC ,
Proprietary Trading ,
Securities and Exchange Commission (SEC) ,
Trust Preferred Securities ,
Volcker Rule