In a stinging rebuke of its attempted cybersecurity-related enforcement against a public company, a federal judge recently dismissed most of the charges that the U.S. Securities and Exchange Commission (SEC) had filed against...more
8/15/2024
/ Chief Information Security Officer (CISO) ,
Cybersecurity ,
Enforcement ,
Enforcement Authority ,
Fraud ,
Internal Controls ,
New Rules ,
Publicly-Traded Companies ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934 ,
SolarWinds
During the past few months, the U.S. Securities and Exchange Commission (“SEC”) Division of Enforcement has continued to police the areas of the cannabis industry that roll over into the SEC’s jurisdiction.
In March, the...more
7/18/2023
/ Anti-Retaliation Provisions ,
Cannabis-Related Businesses (CRBs) ,
Enforcement ,
Injunctions ,
Investors ,
Marijuana Cultivation ,
Ponzi Scheme ,
Restraining Orders ,
Risk Assessment ,
Securities and Exchange Commission (SEC) ,
Whistleblowers
In U.S. Securities and Exchange Commission v. Ripple Labs Inc., a discovery battle over claims of privilege by the staff of the SEC’s Division of Enforcement in combination with a recent U.S. District Court for the Southern...more