James Orth

James Orth

Cadwalader, Wickersham & Taft LLP

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SEC Commissioner Signals Need to Fulfill Mandate of Sarbanes-Oxley Act and Develop “Minimum Standards” for Lawyers Practicing...

In remarks on March 5, 2022 on PLI’s Corporate Governance webcast, Commissioner Allison Herren Lee of the Securities and Exchange Commission stated that, 20 years after its enactment, it is time to revisit the “unfulfilled...more

6/2/2022  /  Administrative Proceedings , Regulatory Reform , Rules of Professional Conduct , Sarbanes-Oxley , SEC Commissioner , Securities and Exchange Commission (SEC) , Securities Litigation , Securities Regulation , Securities Violations
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