It was recently revealed that the Securities and Exchange Commission’s (“SEC”) EDGAR database, which is used by public companies to file official documents, was breached. According to the SEC, trading off of that hacked...more
10/10/2017
/ Cyber Attacks ,
Cybersecurity ,
Data Breach ,
EDGAR ,
Filing Requirements ,
Financial Markets ,
Hackers ,
Insider Trading ,
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Registration Statement ,
Securities and Exchange Commission (SEC)
With the confirmation of Jay Clayton as the Chair of the Securities and Exchange Commission, comments made last month by the Acting Enforcement Director, Stephanie Avakian, regarding the importance of accurate reporting in...more
Last week, the SEC fined Morgan Stanley $1 million for two data security failures resulting in the exposure of personal information of 730,000 of its customers. Andrew Ceresney, the director of enforcement at the SEC stated,...more