Jamie Sarmiento

Jamie Sarmiento

Kelley Drye & Warren LLP

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SEC Adopts Amendments to Rules Governing Beneficial Ownership Reporting

On October 10, 2023, the Securities and Exchange Commission (the ​“SEC”) adopted rule amendments (the ​“Final Rules”) for investors required to file beneficial ownership reports under the Sections 13(d) and 13(g) of the...more

10/27/2023  /  Amended Rules , Beneficial Owner , Filing Deadlines , Reporting Requirements , Schedule 13D , Schedule 13G , Securities and Exchange Commission (SEC) , Securities Exchange Act
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