Janelle Fernandes

Janelle Fernandes

Cooley LLP

Contact
View Bio
RSS

Latest Posts › Corporate Counsel

Share:

SEC Announces FY23 Enforcement Results –Record-Breaking Whistleblower Awards, Focus on Individual Accountability, Self-Reporting,...

The Securities and Exchange Commission (SEC) recently announced its enforcement results for fiscal year 2023, which reported a total of 784 enforcement actions, up 3% from FY22. This includes 501 original (stand-alone)...more

11/30/2023  /  Corporate Counsel , Enforcement Actions , Securities and Exchange Commission (SEC) , Securities Violations , Whistleblower Awards , Whistleblower Protection Policies , Whistleblowers
1 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide