...A recent decision in an SEC enforcement action against Coinbase, the largest crypto-asset trading platform in the U.S., provides some long-awaited guidance on a topic that has been the subject of considerable debate in the...more
4/15/2024
/ Broker-Dealer ,
Coinbase ,
Cryptoassets ,
Cryptocurrency ,
Enforcement ,
Fraud ,
Howey ,
Investment ,
Misrepresentation ,
Sales Commissions ,
SCOTUS ,
Securities ,
Securities and Exchange Commission (SEC) ,
Unfair or Deceptive Trade Practices ,
Unregistered Securities
Municipal workers in Colorado won the right to form unions with Colorado’s Collective Bargaining by County Employees Act, which goes into effect in 2023 and provides a significant expansion of collective bargaining rights for...more
12/6/2022
/ Administrative Procedure Act ,
Bargaining Units ,
Collective Bargaining ,
Employer Liability Issues ,
Municipalities ,
Nonprofits ,
Proposed Legislation ,
Public Employees ,
Public Sector Unions ,
State Labor Laws ,
Unions
When the Securities and Exchange Commission (SEC) decides to pursue formal enforcement proceedings against a company or individual, it can choose whether to do so in an Article III court, or through the SEC’s own...more
Federal and state regulators are increasingly pursuing enforcement actions against companies and individuals that engage in activities related to securities. In 2021, the U.S Securities and Exchange Commission (SEC) reported...more