Jeannette Boot

Jeannette Boot

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SEC Proposes Rules to Oversee Non-US Firms’ Swap Activity in the United States

On April 29, 2015, the US Securities and Exchange Commission (SEC) proposed new rules to enhance its oversight of non-US firms’ security-based swap activity in the United States. The proposal, if adopted, will have important...more

5/3/2015  /  CFTC , Cross-Border Transactions , Dodd-Frank , Foreign Investment , Non-US Entities , Popular , Securities and Exchange Commission (SEC) , Swap Dealers , Swaps
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