The U.S. Securities and Exchange Commission announced on October 30, 2018 that it had voted to issue a proposed rule and form amendments1 that would allow insurers offering variable annuity and/or variable life insurance...more
11/14/2018
/ Comment Period ,
Contract Terms ,
Insurance Industry ,
Integrated Disclosures ,
Investment Company Act of 1940 ,
Life Insurance ,
Long-Term Investment Funds ,
Proposed Rules ,
Prospectus ,
Public Comment ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Variable Annuities
The Division of Enforcement (Division) of the U.S. Securities and Exchange Commission (SEC) on February 12, 2018, announced a Share Class Selection Disclosure Initiative (SCSD Initiative). Led by the Division’s Asset...more
3/7/2018
/ Conflicts of Interest ,
Disclosure Requirements ,
Enforcement Guidance ,
Fees ,
Fiduciary Duty ,
Form ADV ,
Investment Adviser ,
Investment Advisers Act of 1940 ,
Securities and Exchange Commission (SEC) ,
Self-Reporting ,
Share Class Selection Disclosure Initiative (SCSD) ,
Share Classes