Jennifer Capasso Mendonca

Jennifer Capasso Mendonca

Locke Lord LLP

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Implementing Compliance with Amendments to Rule 15c2-12

We recently reported the SEC’s adoption of amendments to Rule 15c2-12 to add two new events to those now required to be reported. Those two events are: - Incurrence of a financial obligation of the issuer or obligated...more

9/18/2018  /  Amended Rules , Disclosure Requirements , Financial Obligations , Municipal Securities Issuers , Rule 15c2-12 , Securities and Exchange Commission (SEC)
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