Jenny Walters

Jenny Walters

Akin Gump Strauss Hauer & Feld LLP

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2023 Compliance Developments and Calendar for Private Fund Advisers

INTRODUCTION - Registered investment advisers to private funds clients are required to make filings with the Securities and Exchange Commission (SEC) each year and deliver certain information to their clients. In...more

2/20/2023  /  Broker-Dealer , CFTC , Commodity Trading Advisors (CTAs) , CPOs , Form ADV , Fund Managers , Investment Adviser , Private Funds , Securities and Exchange Commission (SEC)

2022 Compliance Developments and Calendar for Private Fund Advisers

Compliance Reminders for 2022 - Registered investment advisers to private funds clients are required to make filings with the Securities and Exchange Commission (SEC) each year and deliver certain information to their...more

2/10/2022  /  Broker-Dealer , CFTC , Commodity Pool , Commodity Trading Advisors (CTAs) , Compliance , Form ADV , Investment Adviser , Private Funds , Registered Investment Advisors , Securities and Exchange Commission (SEC)
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