On October 7, 2020, the Securities and Exchange Commission (the “SEC”) proposed a limited, conditional exemption from the broker registration requirements of Section 15(a) of the Securities Exchange Act of 1934 (the “Exchange...more
Early stage companies almost always lack two critical resources: time and money. Not only do they barely have enough time to run the business, but they definitely don’t have the time to raise the cash necessary to fund...more