Jessica Howell

Jessica Howell

Dechert LLP

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SEC IM Staff Issues Guidance on Proxy Voting Responsibilities of Investment Advisers

The U.S. Securities and Exchange Commission’s (SEC) Divisions of Investment Management (IM) and Corporate Finance (CF) released a staff legal bulletin (Bulletin) on June 30, 2014, covering various issues involved with proxy...more

7/22/2014  /  Compliance , Investment Adviser , Investment Management , Proxy Voting Guidelines , Securities and Exchange Commission (SEC)
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