On February 13, 2024, FinCEN issued a Notice of Proposed Rulemaking (NPRM) to deter criminals and foreign adversaries who seek to potentially compromise the U.S. financial system and assets through investment advisors. If...more
2/29/2024
/ AML/CFT ,
Bank Secrecy Act ,
Broker-Dealer ,
Compliance ,
Digital Assets ,
Exempt Reporting Advisers (ERAs) ,
FinCEN ,
Foreign Adversaries ,
Investment Adviser ,
New Regulations ,
Notice of Proposed Rulemaking (NOPR) ,
Proposed Rules ,
Securities and Exchange Commission (SEC) ,
Suspicious Activity Reports (SARs)