Jessica Notebaert

Jessica Notebaert

WilmerHale

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SEC Holiday Reading List: Four Rule Proposals That Would Overhaul Market Structure and How Retail Orders Are Executed

On December 14, 2022, the Securities and Exchange Commission (“SEC” or “Commission”) released four sweeping rulemaking proposals that would change market structure as we currently know it and introduce a new federal standard...more

12/19/2022  /  Amended Rules , Best Execution , Broker-Dealer , Disclosure Requirements , Investment Adviser , Proposed Amendments , Proposed Rules , Regulation Best Interest , Regulation NMS , Securities and Exchange Commission (SEC)
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