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OSC Seeks Public Input on Reducing Regulatory Burdens for Market Participants

The Ontario Securities Commission (OSC) recently announced plans to engage in a structured public consultation process as the next step in its efforts to reduce the regulatory burden for market participants. The public...more

CSA Publishes Reforms to Enhance Client-Registrant Relationship and Policy on Embedded Commissions

The Canadian Securities Administrators (CSA) recently released two highly anticipated notices related to CSA’s investor protection initiatives. The proposals are the result of a lengthy consultation process and aim to better...more

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