On June 18, 2019, the Securities and Exchange Commission (“SEC”) adopted final amendments to Rule 2-01(c)(1)(ii)(A) of Regulation S-X (the “Loan Rule”) to clarify the analysis that must be conducted to determine whether an...more
7/9/2019
/ Amended Regulation ,
Beneficial Owner ,
Bright-Line Rule ,
Disclosure Requirements ,
Fidelity Investments ,
Final Rules ,
Intermediaries ,
No-Action Letters ,
Policies and Procedures ,
Regulation S-X ,
Securities and Exchange Commission (SEC) ,
Significant Influence Test