Welcome to Saul Ewing’s Public Companies Quarterly Update series. Our intent is to, on a quarterly basis, highlight important legal developments of which we think public companies should be aware. This edition is related to...more
8/2/2024
/ Beneficial Owner ,
Business Ownership ,
Climate Change ,
Corporate Governance ,
Corporate Social Responsibility ,
Corporate Transparency Act ,
Cybersecurity ,
Cybersecurity Information Sharing Act (CISA) ,
Disclosure Requirements ,
Environmental Social & Governance (ESG) ,
Excise Tax ,
Financial Services Industry ,
FinCEN ,
Inflation Reduction Act (IRA) ,
IRS ,
Limited Liability Company (LLC) ,
Ownership Interest ,
Publicly-Traded Companies ,
Ransomware ,
Regulatory Authority ,
Regulatory Oversight ,
Reporting Requirements ,
Securities and Exchange Commission (SEC) ,
Securities Regulation
Welcome to Saul Ewing’s Public Companies Quarterly Update series. Our intent is to, on a quarterly basis, highlight important legal developments of which we think public companies should be aware. This edition is related to...more
4/5/2024
/ Board of Directors ,
Climate Change ,
Compliance ,
Corporate Governance ,
Disclosure Requirements ,
Final Rules ,
Fraud ,
Insider Trading ,
Public Offerings ,
Publicly-Traded Companies ,
Risk Management ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Special Purpose Acquisition Companies (SPACs) ,
White Collar Crimes
This checklist highlights certain considerations for companies preparing to file annual reports on Form 10-K for the calendar year ended 2023 and is intended to serve as a focused resource highlighting changes in disclosure...more
2/23/2024
/ Cybersecurity ,
Disclosure Requirements ,
Environmental Social & Governance (ESG) ,
Filing Deadlines ,
Form 10-K ,
Form S-1 ,
Human Capital ,
Interest Rates ,
Investors ,
Market Volatility ,
MD&A Statements ,
Regulatory Oversight ,
Risk Management ,
Securities and Exchange Commission (SEC) ,
Trading Plans
Welcome to Saul Ewing’s Public Companies Quarterly Update series. Our intent is to, on a quarterly basis, highlight important legal developments of which we think public companies should be aware. This edition is related to...more
1/5/2024
/ Beneficial Owner ,
Compliance ,
Corporate Governance ,
Corporate Transparency Act ,
Cyber Attacks ,
Cybersecurity ,
Disclosure Requirements ,
Enforcement Actions ,
Investment ,
Publicly-Traded Companies ,
Reporting Requirements ,
Risk Management ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Shareholders
Welcome to Saul Ewing’s Public Companies Quarterly Update series. Our intent is to, on a quarterly basis, highlight important legal developments of which we think public companies should be aware. This edition is related to...more
9/29/2023
/ Class Action ,
Corporate Governance ,
Cryptocurrency ,
Disclosure Requirements ,
Enforcement Actions ,
ETFs ,
Investors ,
Non-Fungible Tokens (NFTs) ,
Publicly-Traded Companies ,
Securities and Exchange Commission (SEC) ,
Securities Litigation ,
Securities Violations
Welcome to Saul Ewing’s Public Companies Quarterly Update series. Our intent is to, on a quarterly basis, highlight important legal developments of which we think public companies should be aware. This edition is related to...more