Hogan Lovells Guide to the eligibility requirements and continuing obligations of admitting securities to the Premium, Standard and High Growth segments of the Main Market and AIM – (updated as at 1 January 2018).
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On 27 June 2017, the Financial Conduct Authority (FCA) published its Policy Statement PS17/13 'Investment and corporate banking: prohibition of restrictive contractual clauses' which sets out new rules banning the use of...more
FCA bans firms' use of restrictive contractual clauses for future primary market services -
On 27 June 2017, the Financial Conduct Authority (FCA) published its Policy Statement PS17/13 'Investment and corporate banking:...more
7/10/2017
/ Capital Markets ,
Capital Markets Union ,
Contract Terms ,
EU ,
EU Market Abuse Regulation (EU MAR) ,
European Commission ,
Financial Conduct Authority (FCA) ,
Financial Institutions ,
Financial Markets ,
MLD4 ,
Person with Significant Control (PSC Register) ,
Prospectus ,
Standard Contractual Clauses
A new era for the UK's capital markets? FCA publishes proposals to reform the UK's capital markets and IPO process -
The FCA has published a package of measures to reshape and enhance the UK's primary markets. These are...more
3/14/2017
/ Capital Markets ,
EU ,
EU Market Abuse Regulation (EU MAR) ,
European Securities and Markets Authority (ESMA) ,
Financial Conduct Authority (FCA) ,
Financial Institutions ,
Initial Public Offering (IPO) ,
Prospectus ,
Shareholder Votes ,
Takeovers ,
UK
On 1 March 2017, the Financial Conduct Authority (FCA) published a consultation paper: 'Reforming the availability of information in the UK equity IPO process' (CP 17/5) which sets out various proposals to improve the timing,...more
Reviewing the structure of the UK's primary markets -
The FCA is reviewing the structure of the UK's primary markets to ensure that they continue to meet the needs of investors and issuers. As part of its review, the...more
3/8/2017
/ Capital Markets ,
Comment Period ,
Corporate Issuers ,
Eligibility ,
Financial Conduct Authority (FCA) ,
Financial Institutions ,
Initial Public Offering (IPO) ,
Premium Listed Issuers ,
Reverse Takeovers ,
Shell Corporations ,
UK
On 14 February 2017, the Financial Conduct Authority (FCA) published:
a discussion paper: 'Review of the Effectiveness of Primary Markets: The UK Primary Markets Landscape' (DP 17/2) which prompts a discussion on the...more