John Fahey

John Fahey

Foley & Lardner LLP

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Form PF Changes Ahead – the SEC Keeps Its Focus on Private Fund Advisers

On January 26, 2022, the Securities and Exchange Commission (“SEC”) voted 3-1 to propose amendments to Form PF. The Form PF, which was initially adopted in 2011 and became effective on June 15, 2012, is a confidential report...more

2/8/2022  /  Broker-Dealer , Comment Period , Filing Deadlines , Filing Requirements , Form PF , Investment Adviser , Private Funds , Proposed Amendments , Reporting Requirements , Securities and Exchange Commission (SEC)
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