In this newsletter, we provide a snapshot of the principal European, US and selected international governance and securities law developments of interest to European corporates.
...more
4/24/2017
/ Cadbury ,
EU ,
European Securities and Markets Authority (ESMA) ,
Foreign Corrupt Practices Act (FCPA) ,
IFRS ,
Insider Trading ,
Non-GAAP Financial Measures ,
Prospectus ,
Securities Settlement Cycles ,
Shareholder Rights ,
Unique Transaction Identifiers ,
XBRL Filing Requirements
This newsletter provides a snapshot of the principal US and selected international governance and securities law developments during the fourth quarter of 2016 that may be of interest to Latin American corporations and...more
In this newsletter, we provide a snapshot of the principal European, US and selected international governance and securities law developments of interest to European corporates.
...more
This newsletter provides a snapshot of the principal US and selected global governance and securities law developments during the third quarter of 2016 that may be of interest to Latin American corporations and financial...more
In this newsletter, we provide a snapshot of the principal Asian, US, European and selected international governance and securities law developments of interest to Asian corporates and financial institutions.
...more
10/27/2016
/ Asia ,
Corporate Governance ,
EU ,
EU Market Abuse Regulation (EU MAR) ,
Germany ,
Hong Kong Stock Exchange ,
Initial Public Offering (IPO) ,
Italy ,
Person with Significant Control (PSC Register) ,
Prospectus ,
Shenzhen Stock Exchange (SZSE) ,
Stock Connect ,
Takeover Bids
In this newsletter, we provide a snapshot of the principal European, US and selected international governance and securities law developments of interest to European corporates.
...more
10/18/2016
/ Corporate Counsel ,
Corporate Governance ,
EU ,
Germany ,
Hong Kong ,
Hong Kong Stock Exchange ,
Initial Public Offering (IPO) ,
Insider Trading ,
Italy ,
Market Abuse ,
Person with Significant Control (PSC Register) ,
Prospectus ,
Proxy Advisors ,
Stock Connect ,
Takeover Bids ,
UK
In this newsletter, we provide a snapshot of the principal US, European and selected international governance and securities law developments of interest to Asian corporates and financial institutions.
...more
7/26/2016
/ Admissions ,
Beneficial Owner ,
Corporate Counsel ,
EU ,
EU Market Abuse Regulation (EU MAR) ,
Foreign Corporations ,
Hong Kong Stock Exchange ,
Information Reports ,
Initial Public Offering (IPO) ,
Person with Significant Control (PSC Register) ,
Prospectus ,
Small and Medium-Sized Enterprises (SMEs) ,
Transparency ,
UK Brexit ,
Young Lawyers
In this newsletter, we provide a snapshot of the principal European, US and selected international governance and securities law developments of interest to European corporates.
...more
7/20/2016
/ Admissions ,
AIM ,
Beneficial Owner ,
Corporate Governance ,
EU ,
EU Market Abuse Regulation (EU MAR) ,
Financial Conduct Authority (FCA) ,
Initial Public Offering (IPO) ,
International Financial Reporting Standards ,
MiFID II ,
UK ,
UK Brexit ,
UK Bribery Act
In this newsletter, we provide a snapshot of the principal US, European and selected international governance and securities law developments of interest to Asian corporates and financial institutions.
...more
In this newsletter, we provide a snapshot of the principal European, US and selected international governance and securities law developments of interest to European corporates.
...more
In this newsletter, we provide a snapshot of the principal European, US and selected international governance and securities law developments of interest to European corporates.
...more
1/29/2016
/ AIM ,
Corporate Governance ,
Enforcement Actions ,
EU ,
Financial Conduct Authority (FCA) ,
Financial Reporting ,
MiFID II ,
Proxy Voting Guidelines ,
Succession Planning ,
Takeover Code ,
Transparency Directive ,
UK
In this issue:
- Directive Regarding Disclosure of Non-Financial and Diversity Information Published in Official Journal
- ESMA Publishes Transparency Directive Consultation on European Electronic Access Point...more
2/2/2015
/ Audits ,
Board of Directors ,
Bureau of Industry and Security (BIS) ,
CONSOB ,
Corporate Governance ,
Ethics ,
EU ,
European Securities and Markets Authority (ESMA) ,
Financial Institutions ,
Internal Controls ,
Market Participants ,
MiFID ,
Securities ,
Technical Standards ,
Voting Rights
In this issue:
- Japan Releases Exposure Draft of New Corporate Governance Code
- Launch of Shanghai-Hong Kong Stock Connect
- SEC and NYSE Developments
- Noteworthy US Securities Law Litigation...more
1/29/2015
/ Bureau of Industry and Security (BIS) ,
Compensation & Benefits ,
Corporate Governance ,
Department of Justice (DOJ) ,
Enforcement Actions ,
EU ,
EU Directive ,
European Securities and Markets Authority (ESMA) ,
Executive Compensation ,
Financial Markets ,
Hong Kong Stock Exchange ,
Japan ,
NYSE ,
Securities ,
Securities and Exchange Commission (SEC) ,
Securities Litigation ,
Shanghai Stock Exchange ,
UK
In this issue:
- EU DEVELOPMENTS
- European Commission Launches Public Consultation on Proposals to
- Improve EU Merger Control
- ESMA Publishes Final Guidelines on Enforcement of Financial...more
In this issue:
- ASIAN DEVELOPMENTS
- HKEx Publishes Revised Connected Transaction Rules
- US DEVELOPMENTS
- SEC Developments
- PCAOB Adopts Auditing Standard and Amendments
-...more
7/16/2014
/ Asia ,
Audits ,
Corporate Social Responsibility ,
Department of Justice (DOJ) ,
Employee Benefits ,
Enforcement ,
Enforcement Actions ,
EU ,
European Commission ,
European Securities and Markets Authority (ESMA) ,
HKEx ,
MiFID ,
Over The Counter Derivatives (OTC) ,
PCAOB ,
Securities and Exchange Commission (SEC) ,
UK
In this issue:
- EU DEVELOPMENTS
- Statutory Audit Directive and Regulation Published in Official Journal
- Council Adopts Intra-Corporate Transferees Directive
- ESMA Publishes Consultation and...more
7/14/2014
/ Audits ,
Corporate Governance ,
Corporate Social Responsibility ,
Derivatives ,
EMIR ,
EU ,
European Securities and Markets Authority (ESMA) ,
MiFID ,
Over The Counter Derivatives (OTC) ,
Prospectus ,
Shareholder Rights ,
Shareholders
In this issue:
- EU Developments
- Italian Developments
- UK Developments
- US Developments
- Asian Developments
- International Financial Markets Regulation Developments
-...more
In this issue:
- ASIAN DEVELOPMENTS
- HKEx publishes Amended Listing Rules to Complement the New IPO Sponsor Regime
- US DEVELOPMENTS
- SEC Developments
- Noteworthy US Securities Law...more
10/22/2013
/ Corporate Governance ,
Department of Justice (DOJ) ,
EMIR ,
Enforcement Actions ,
Equivalency Determinations ,
EU ,
European Commission ,
European Securities and Markets Authority (ESMA) ,
Initial Public Offering (IPO) ,
IPO Sponsors ,
PCAOB ,
Reporting Requirements ,
Securities and Exchange Commission (SEC) ,
Short Sales ,
Swap Clearing
In this issue:
- EU Developments
- Opinion on ESMA’s Powers under the Short Selling Regulation
- ESMA Publishes Third Country Advice on Equivalence
- ESMA Consults on the Clearing...more
In this issue:
ASIAN DEVELOPMENTS -
- HKEx Launches Consultation on Reform of Connected Transaction Rules
US DEVELOPMENTS -
- SEC Developments
- Noteworthy US Securities Law...more
7/16/2013
/ China ,
Department of Justice (DOJ) ,
EMIR ,
Employee Benefits ,
Employer Mandates ,
Enforcement Actions ,
EU ,
European Commission ,
European Securities and Markets Authority (ESMA) ,
Financial Conduct Authority (FCA) ,
Risk Management ,
Securities and Exchange Commission (SEC) ,
Securities Litigation
In This Issue:
- EU DEVELOPMENTS
..European Securities and Markets Authority (“ESMA”) Publishes an Update of the Committee of European
Securities Regulators (“CESR”) Recommendations Regarding Mineral...more