John Riley

John Riley

Sullivan & Worcester

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SEC Proposes New Rules to Encourage Private Fund Transparency and Address Certain Conflicts of Interest

The U.S. Securities and Exchange Commission (the “SEC”) published on February 9, 2022 a release (the “Proposing Release”) in which it proposed new rules (collectively, the “Proposed Rules”) that would apply to investment...more

3/1/2022  /  Dodd-Frank , Investment Adviser , Investment Advisers Act of 1940 , Investment Company Act of 1940 , Private Funds , Proposed Rules , Public Comment , Securities and Exchange Commission (SEC) , Transparency
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