John Riley

John Riley

Sullivan & Worcester

Contact
View Bio
RSS

Latest Posts › Investment Company Act of 1940

Share:

SEC Proposes New Rules to Encourage Private Fund Transparency and Address Certain Conflicts of Interest

The U.S. Securities and Exchange Commission (the “SEC”) published on February 9, 2022 a release (the “Proposing Release”) in which it proposed new rules (collectively, the “Proposed Rules”) that would apply to investment...more

3/1/2022  /  Dodd-Frank , Investment Adviser , Investment Advisers Act of 1940 , Investment Company Act of 1940 , Private Funds , Proposed Rules , Public Comment , Securities and Exchange Commission (SEC) , Transparency
1 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide