On April 3, 2024, the Department of Labor (the “DOL”) issued its final amendment (“Amendment”) to Prohibited Transaction Class Exemption 84-14, commonly referred to as the “QPAM Exemption”....more
On April 3, 2024, the Department of Labor (the “DOL”) issued its final amendment (“Final Amendment”) to Prohibited Transaction Class Exemption 84-14, commonly referred to as the “QPAM Exemption”.
Generally, the QPAM...more
4/9/2024
/ Criminal Convictions ,
Deferred Prosecution Agreements ,
Department of Labor (DOL) ,
Disqualification ,
Employee Retirement Income Security Act (ERISA) ,
Exemptions ,
Investment Adviser ,
Investment Management ,
New Amendments ,
Non-Prosecution Agreements ,
QPAM ,
Recordkeeping Requirements