On March 9, 2022, the U.S. Securities Exchange Commission (the Commission) announced proposed amendments to its rules regarding cybersecurity risk management, strategy, governance, and incident reporting by public companies...more
3/18/2022
/ Corporate Governance ,
Cybersecurity ,
Data Privacy ,
Disclosure Requirements ,
Foreign Private Issuers ,
Investors ,
Popular ,
Proposed Amendments ,
Risk Assessment ,
Risk Factors ,
Risk Management ,
Securities and Exchange Commission (SEC) ,
Third-Party Service Provider
On Wednesday, August 26, 2020, the Securities and Exchange Commission (the “SEC”) changed the investment landscape as we know it by modestly relaxing the eligibility rules for investment in private offerings. The Adopting...more
9/10/2020
/ Accredited Investors ,
Certifications ,
Family Offices ,
Federal Register ,
Financial Industry Regulatory Authority (FINRA) ,
Investment Company Act of 1940 ,
Investors ,
Limited Liability Company (LLC) ,
Private Offerings ,
Proposed Amendments ,
Qualified Institutional Buyers ,
Rural Business Investment Companies (RBICs) ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC)
On April 13, 2016, the U.S. Securities and Exchange Commission (SEC) issued a concept release discussing and requesting public comment on the business and financial disclosure required by Regulation S-K. The concept release...more