Jon Jurva

Jon Jurva

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SEC No Action Letter Guidance Streamlines Rule 506(c) Accredited Investor Verification

On March 12, the US Securities and Exchange Commission (SEC), via a No Action Letter, issued interpretive guidance clarifying what constitutes “reasonable steps” issuers can take to verify purchasers’ accredited investor...more

3/20/2025  /  Accredited Investors , Capital Markets , Compliance , Investment , No-Action Letters , Private Equity , Private Equity Funds , Regulation D , Securities and Exchange Commission (SEC) , Securities Regulation
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