On February 7, the Division of Examinations of the Securities and Exchange Commission (the “Division”) published its 2023 Examination Priorities (the “Exam Priorities”).1 The Exam Priorities indicate a particular Staff...more
9/18/2023
/ Business Development Companies ,
Business Expenses ,
CFTC ,
Compliance ,
Conflicts of Interest ,
Cybersecurity ,
Data Protection ,
Environmental Social & Governance (ESG) ,
Fees ,
Investment Advisers Act of 1940 ,
Private Funds ,
Registered Investment Advisors ,
SEC Examination Priorities ,
Securities and Exchange Commission (SEC) ,
Special Purpose Acquisition Companies (SPACs)