The New York Stock Exchange (NYSE) and the Nasdaq Stock Market (Nasdaq) recently proposed new listing standards to implement the U.S. Securities and Exchange Commission (SEC) rules regarding the recovery of erroneously...more
In late 2022, the U.S. Securities and Exchange Commission (SEC) adopted final amendments to certain rules and reporting requirements concerning insider trading arrangements, including Rule 10b5-1(c) under the Securities...more
1/23/2023
/ Cooling-Off Rule ,
Disclosure ,
Enforcement Actions ,
Good Faith ,
Insider Trading ,
Jurisdiction ,
MNPI ,
Policies and Procedures ,
Reporting Requirements ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act
The United States Federal Trade Commission (FTC) recently issued a proposed rule that, if adopted, would broadly prohibit employers from entering into post-employment non-compete agreements with workers, and would also...more