Joseph Adams

Snell & Wilmer

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The Department of Justice Offers Individual Corporate Wrongdoers a “Get Out of Jail Free Card” in New Voluntary Self-Disclosure...

The Department of Justice’s Criminal Division (DOJ) recently announced a Pilot Program on Voluntary Self-Disclosures for Individuals (the Individual VSD Pilot Program or Pilot Program), which allows certain individuals...more

5/10/2024 / Compliance , Cooperation , Corporate Misconduct , Department of Justice (DOJ) , Federal Pilot Programs , Non-Prosecution Agreements , Self-Disclosure Requirements , Voluntary Disclosure , Whistleblower Protection Policies , White Collar Crimes

The SEC’s Annual Report on the Dodd-Frank Whistleblower Program Shows Increased Activity

On November 15, 2016, the Securities and Exchange Commission (SEC) released its Annual Report on the Dodd-Frank Whistleblower Program. The Whistleblower Program was established by Section 21F of the Dodd-Frank Act, which...more

12/1/2016 / Annual Reports , Anti-Retaliation Provisions , Dodd-Frank , Enforcement Actions , Securities and Exchange Commission (SEC) , Whistleblower Awards , Whistleblower Protection Policies

U.S. Supreme Court Expands Whistleblower Protections for Employees of Private Companies

In an opinion issued on March 4, 2014, the U.S. Supreme Court extended the whistleblower protections of the Sarbanes-Oxley Act to employees of private companies that do business with public companies, such as investment...more

3/6/2014 / Lawson v FMR , Sarbanes-Oxley , SCOTUS , Subcontractors , Whistleblower Protection Policies

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