Biden’s pick for head of the SEC and the future of Reg BI - In December 2020, Maxine Waters, Chair of the House Committee on Financial Services, wrote a letter to then President-Elect Joe Biden laying out her long wish-list...more
President-Elect Joe Biden is quickly learning that the line of people seeking regulatory reform in the wake of the Trump administration's regulatory free-for-all is getting longer all the time. At the front of the line is...more
1/5/2021
/ Best Interest Standard ,
Biden Administration ,
Conflicts of Interest ,
Department of Labor (DOL) ,
Fiduciary Duty ,
Financial Regulatory Reform ,
Financial Services Committee ,
Financial Services Industry ,
Form CRS ,
Investment ,
Investment Adviser ,
Legislative Agendas ,
Regulation Best Interest ,
Regulation BI ,
Securities Regulation