In light of concerns associated with artificial intelligence (AI) and AI-adjacent technologies such as machine learning in the field of investment advisory, the Securities and Exchange Commission (SEC) proposed new rules on...more
8/15/2023
/ Analytics ,
Artificial Intelligence ,
Broker-Dealer ,
Conflicts of Interest ,
Investment Adviser ,
Investment Advisers Act of 1940 ,
Machine Learning ,
Proposed Rules ,
Registered Investment Advisors ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934 ,
Technology Sector
The Department of Commerce (Commerce), in partnership with the National Aeronautics and Space Administration (NASA) and the National Oceanic and Atmospheric Administration (NOAA), announced that it was launching a...more
3/8/2023
/ Compliance ,
Department of Transportation (DOT) ,
Failure to Comply ,
FOIA ,
Mandatory Requirements ,
NASA ,
NOAA ,
Outer Space ,
Penalties ,
Regulatory Agenda ,
Surveys ,
Technology Sector ,
U.S. Commerce Department
Directors appointed by strategic and corporate venture investors (CVC directors) face a unique set of challenges when attempting to resolve their fiduciary duties to the portfolio companies at which they serve as directors...more
4/16/2020
/ Board of Directors ,
Bridge Loan ,
Capital Raising ,
Conflicts of Interest ,
Corporate Financing ,
Director Compensation ,
Early Stage Companies ,
Entrepreneurs ,
Equity Financing ,
Privately Held Corporations ,
Startups ,
Venture Capital