Joshua Newville

Joshua Newville

Proskauer Rose LLP

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SEC Continues Enforcement Program Targeting Late Beneficial Ownership Reports

Following its adoption almost one year ago of amended rules accelerating filing deadlines for Schedules 13G and 13D (and the imminent effectiveness of the new deadlines for 13Gs), the SEC has continued to bring enforcement...more

9/27/2024  /  Amended Rules , Beneficial Owner , Enforcement , Securities and Exchange Commission (SEC) , Settlement
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