Joshua Wabnik

Joshua Wabnik

Womble Bond Dickinson

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SEC Marketing Rule: Fintech Enforcement Actions

This alert highlights recent artificial intelligence (AI)-related enforcement actions that the Securities and Exchange Commission (SEC) has brought against investment advisers under the SEC's "Marketing Rule." The enforcement...more

7/17/2024  /  Algorithms , Artificial Intelligence , Enforcement Actions , FinTech , Fund Managers , Investment Adviser , Marketing , Private Funds , Registered Investment Advisors , Securities and Exchange Commission (SEC)
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