Julie Gottshall

Julie Gottshall

Katten Muchin Rosenman LLP

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ESG Guidepost | Issue 14

Katten ESG Guidepost is a monthly publication highlighting the latest news, legal and regulatory developments involving environmental, social and governance matters....more

5/30/2024  /  Climate Change , Corporate Social Responsibility , Department of Justice (DOJ) , Department of Labor (DOL) , Environmental Social & Governance (ESG) , Fair Labor Standards Act (FLSA) , Oil & Gas , Sustainability , Voluntary Disclosure , Whistleblowers

Financial Markets and Funds Quick Take | Issue 12

FINRA Updates its Sweep on Social Media Influencers, Customer Acquisition and Related Information Protection - On February 28, the Financial Industry Regulatory Authority (FINRA) provided an update for its sweep on Social...more

3/20/2023  /  Broker-Dealer , Environmental Social & Governance (ESG) , Financial Industry Regulatory Authority (FINRA) , Investment Adviser , NLRB , Securities and Exchange Commission (SEC)

Financial Markets and Funds Quick Take | Issue 4

SEC Adopts New Electronic Filing Requirements for Institutional Investment Managers and Advisers; Amendments to Form 13F - The Securities and Exchange Commission (SEC) has adopted amendments requiring investment advisers,...more

7/20/2022  /  Electronic Filing , Employer Liability Issues , Employer Responsibilities , Employment Policies , Environmental Social & Governance (ESG) , Human Resources Professionals , Investment Adviser , Investment Management , Securities and Exchange Commission (SEC) , Sexual Harassment
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