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SEC Cracks Down on Individuals and Entities for Failure to Timely File Beneficial Ownership and Insider Trading Reports

Our Securities Group weighs in on the settlement by the Securities and Exchange Commission with 23 separate entities and individuals for alleged violations involving the failure to timely report ownership information....more

An Update to Climate Risk Disclosures Among the SEC, CA, and the EU: Navigating Next Steps

The Securities and Exchange Commission’s final rules on disclosing climate-related risks to investors are on hold, but California and EU rules are in effect. Our Securities and Environmental, Social & Governance (ESG) teams...more

SEC Adopts New Cybersecurity Disclosure Rules for Public Companies

Our Securities, Securities Litigation, and Privacy, Cyber & Data Strategy teams highlight the key aspects of the Securities and Exchange Commission’s final changes to its cybersecurity reporting rules for public companies...more

The Longer Term Does Arrive over Time—Financial Services Regulators and Investors Gearing Up for Climate Change Reforms

Swans can be white or black or … green? Our Financial Services & Products and Securities Groups consider climate change and environmental, social, and governance (ESG) expectations for financial services firms and highlight...more

SEC Amends Regulations to Streamline Whistleblower Award Process

Our Securities Litigation and Securities Groups discuss the Securities and Exchange Commission’s new rules governing its whistleblower program that are designed to provide greater clarity to whistleblowers and increase the...more

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