Kaitlin Shapiro

Kaitlin Shapiro

Akin Gump Strauss Hauer & Feld LLP

Contact
View Bio
RSS

Latest Posts › 16(b)

Share:

Second Circuit Holds Section 16 Plaintiff Needs to Identify an Issuer-Specific Agreement to Establish Creation of a Group Among...

- The 2nd Circuit has affirmed two lower court decisions dismissing complaints alleging violations of Section 16(b) of the Securities Exchange Act. In so holding, the 2nd Circuit ruled that an investment advisor’s client does...more

5/26/2020  /  16(b) , Dismissals , Investment Adviser , Investment Funds , Investment Management , Securities Exchange Act , Securities Violations
1 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide