Kaiying Wang

Kaiying Wang

Patterson Belknap Webb & Tyler LLP

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Takeaways from the SEC Division of Enforcement’s FY 2024 Report

On November 22, 2024, the Securities and Exchange Commission (the “SEC”) published its enforcement results for fiscal year of 2024. The report shows a mixed result. The SEC only brought 583 actions in FY 2024, a 26% decrease...more

12/11/2024  /  Compliance , Dodd-Frank , Enforcement Actions , Enforcement Priorities , Regulatory Requirements , Securities and Exchange Commission (SEC) , Securities Regulation , Securities Violations , Whistleblower Protection Policies , Whistleblowers
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